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Securities Operations and Risk Management NISM Series VII Cert

Security operations & risk management NISM certification course will make you understand the basics of the Indian securities market, regulatory and its role, end to end functions of the broking house, understand the trade life cycle, the steps and participants involved in the trade life cycle and the role of the back office in a securities broking firm, how the risks are managed in a securities broking firm, the clearing & settlement process, process of investor grievances redressal.

This course is developed to understand the operations and risk management in broking industry and to prepare for the NISM certifcation examination security operations and risk management course NISM series VII.

 

What you will get:  Pre-recorded chapter vise videos, Ebooks in pdf format, online mock test with approx 500 question answers

Assessment Structure

No. of questions: 100

Total markes: 100

Markes per Question: 1

Duration: 2 hours

Passing score: 50% 

Negative marking: 25%

Certificate validity: 3 years

Note: Pan no required

Faculty: Mr Tapas Nayak (RMS head North India in one of the top broking house) 

MRP:- 5000 Rs

Offer Price:- 3500 Rs

Duration:- 3 Month

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About Course

This course NISM series VII security operations and risk management is the end to end process and procedure of the broking indusry. How a broker-customer clearing and settlement is done and how the risk is manage. This course will cover:

  • Introductions to the securities market
  • market participants
  • introduction to securities broking operations
  • risk management
  • clearing process
  • settlement process
  • investor grievances and arbitration
  • other services provided by brokers