Research Analyst SEBI NISM Series XV Certification Course

SEBI NISM Series XV Research Analyst Exam – Complete Online Course

Are you aiming to become a certified Research Analyst in India? The Research Analyst SEBI NISM Series XV Certification Course prepares you thoroughly for the official NISM-Series XV examination, which is mandated under SEBI’s Research Analyst Regulations. 

Through this course, you’ll gain deep knowledge of securities markets, fundamental and quantitative analysis, valuation methods, regulatory compliance, and how to write high-quality research reports. The curriculum covers 13 key topics like economic analysis, industry research, company valuation, risk & return principles, and legal frameworks. 

You get about 11 hours of recorded video lessons, mock tests, and study materials designed to help you pass the examination (100 questions, 2 hours, 60% passing mark, negative marking applicable). 

Designed for students, analysts, and financial professionals, this course provides the tools, exam insight, and confidence needed to register as a SEBI-recognized Research Analyst

Why Choose This Course?

• Fully aligned with NISM Series XV exam syllabus and test objectives. 

• Taught by industry expert Ram Kumar Gupta, with 15+ years in research and finance.

• Delivered in English, suitable for a wide audience.

• Includes mock tests, case-based questions, practice exercises.

• Validity: course access for 6 months (consistent with exam prep timeframe

Who Should Enroll?

• Aspiring Research Analysts in equity, debt, commodities, or securities.

• Students studying finance, economics or related fields.

• Professionals wanting to upgrade their credentials in research or financial analysis.

• Existing analysts needing to pass NISM Series XV certification for compliance.

• Corporate finance, banking, or consulting professionals who want robust research skills

What’s Inside This Course?

• Chapter 1: Introduction to Research Analyst Profession – Role, responsibilities, ethics, qualities.

• Chapter 2: Introduction to Securities Market – Market structure, participants, trading & products.

• Chapter 3: Terminology in Equity & Debt Markets – Terms, yields, spreads, securities instruments.

• Chapter 4: Fundamentals of Research – Top-down and bottom-up approaches, data sourcing.

• Chapter 5: Economic Analysis – Macro & micro factors, indicators affecting markets.

• Chapter 6: Industry Analysis – Key drivers, lifecycle, competitive structure.

• Chapter 7: Company Analysis – Qualitative Dimensions – Management, business model, SWOT.

• Chapter 8: Company Analysis – Quantitative Dimensions – Financial ratios, balance sheet, cash flow.

• Chapter 9: Corporate Actions – Dividends, rights issues, splits, mergers.

• Chapter 10: Valuation Principles – DCF, multiples, asset valuation methods.

• Chapter 11: Fundamentals of Risk & Return – Risk metrics, expected return, models.

• Chapter 12: Qualities of a Good Research Report – Structure, clarity, disclosures.

• Chapter 13: Legal & Regulatory Environment – SEBI rules, compliance, ethical responsibilities.

Benefits & Skills You’ll Gain

• Master research analysis framework used in equity and debt markets.

• Ability to perform economic, industry, and company analysis with clarity.

• Strong understanding of valuation methods, risk-return models, and regulatory compliance.

• Get hands-on practice in building research reports with quality.

• Be fully prepared to appear for SEBI’s mandatory exam and register as a Research Analyst under SEBI regulations.

Legal & Regulatory Importance

Passing NISM Series XV is mandatory under SEBI (Research Analysts) Regulations, 2014 for anyone preparing or publishing research reports, or advising clients. 

To operate legally as a research analyst, you must also register with SEBI as an “associated person / registered research analyst” by fulfilling capital, compliance, and disclosure requirements. 

Ready to become a SEBI-certified Research Analyst?
Enroll now in the Research Analyst SEBI NISM Series XV Certification Course and unlock your career in finance and analysis with full exam preparation, practice support, and expert guidance.

Frequently Asked Questions (FAQs)

Q1. What is the NISM Series XV Research Analyst Certification?
The NISM Series XV Research Analyst Certification is a SEBI-mandated exam that qualifies individuals to work as research analysts in India. It ensures you understand securities markets, research fundamentals, valuation, risk-return concepts, and regulatory compliance.

Q2. Who should take this course?
This course is ideal for students, finance professionals, aspiring research analysts, equity and commodity market analysts, bankers, and corporate professionals who want to register as SEBI-certified Research Analysts.

Q3. Is this certification mandatory?
Yes. As per SEBI (Research Analysts) Regulations, 2014, passing the NISM Series XV exam is mandatory for anyone preparing/publishing research reports or offering investment recommendations.

Q4. What is the exam structure?
The exam has 100 questions (MCQs and case-based), a duration of 120 minutes, and a passing score of 60%. Each wrong answer carries a 25% negative mark.

Q5. How long is the certification valid?
The NISM Series XV Research Analyst Certificate is valid for 3 years from the date of passing the exam. After expiry, you must pass the re-certification exam.

Q6. What is included in this course?
This course includes 11+ hours of video lessons, an ebook study guide, 1000+ practice questions, and mock tests to help you prepare for the certification exam with confidence.

Q7. Is the course language English or Hindi?
This specific course is delivered in English.

Q8. What career opportunities does this certification open?
With this certification, you can work as a research analyst in financial institutions, advisory firms, broking houses, investment banks, or independently as a SEBI-registered analyst.

Q9. What are the technical requirements for the course?
You need a computer, laptop, tablet, or mobile phone with internet access (broadband/4G) to access course videos, tests, and study material.

Q10. How do I register as a Research Analyst after passing the exam?
Once you pass the NISM Series XV exam, you need to apply for registration with SEBI by fulfilling eligibility requirements such as educational qualifications, capital adequacy, and compliance standards

What you will get:

Pre-recorded chapter vise videos - Yes (Approx 11 hours)

Language - ENGLISH

Book - Yes (Ebook in pdf format in English)

Mock test - Yes (online mock test with more than 1000 question answers) 

Certification: Dual certification (Certification from NIFM and preparation for SEBI NISM exam)

Faculty: Mr. Ram Kumar Gupta (MBA Finance & CFPcm Certificant (having experience of more then 15 years in Research)

Assesment Structure for SEBI NISM Exam:

Duration: 120 minutes

No. of questions: 100

Total Marks: 100

Marks per question: 1

Passing score: 60%

Negative Marking: Yes (25%)

Certificate validity: 3 years

The Research Analyst SEBI NISM Series XV Certification Course is designed to prepare students and professionals for the SEBI-mandated NISM Research Analyst exam. This certification is essential for anyone who wishes to publish research reports or provide investment recommendations in India. The course covers all aspects of research analysis, including securities market basics, economic and industry analysis, company evaluation, valuation methods, risk-return principles, and regulatory frameworks.

Through structured modules, learners gain both theoretical knowledge and practical insights into equity, debt, and commodity markets. The program includes pre-recorded video lectures, ebooks, and extensive mock tests that mirror the actual exam pattern, ensuring complete preparation.

Led by experienced faculty with over 15 years of expertise in financial research, the course provides the right balance of academic learning and industry application. Upon completion, learners will not only be ready for the NISM Series XV exam but also equipped with skills to pursue a career in research analysis, wealth management, investment advisory, or financial consulting.

Computer, Laptop, ipad, tab or mobile phone required with broadband or 4G internet.

• Technical Analyst
• Fundamental Analyst
• Students want to make career as research analyst in Equity, Commodity and Currency Market
• Existing Research Analyst whom want to get certified from SEBI can prepare NISM Series XV examination through this course
• Corporate Professionals (Specially Employees of Research Advisory Companies)
• Bankers