Investment Adviser Level 2 SEBI NISM Series XB Certification
Introduction
Online Course for SEBI NISM Series X-B: Investment Adviser Level 2 Certification
The Investment Adviser Level 2 SEBI NISM Series XB Certification is the advanced-level certification required by SEBI for professionals engaged in investment advisory services. Conducted after successfully completing the NISM Series X-A (Level 1) Certification, this examination ensures that investment advisers possess advanced knowledge of financial planning, portfolio construction, client suitability, taxation, estate planning, and regulatory compliance before offering professional advisory services.
This course is offered through NIFM Online NISM Certification Preparation Modules and follows the latest NISM curriculum to help candidates prepare confidently for the certification examination. Whether you are an aspiring investment adviser or an experienced financial professional, the structured lessons, practical case studies, and exam-focused approach make learning simple and effective.
Many candidates search for the NISM Series XB Exam Pattern, Passing Marks and Negative Marking before registering for the examination. This course explains the latest exam structure, marking scheme, caselet format, and preparation strategy while helping students understand how to prepare for NISM Series XB Investment Adviser Level 2 through topic-wise video lectures, revision sessions, and practical examples.
Students often ask what does NISM Series 10B Investment Adviser cover. The curriculum includes advanced financial planning, retirement planning, taxation, portfolio construction, client suitability assessment, investment products, behavioural finance, risk profiling, regulatory compliance, ethics, and advisory case studies. A special focus is given to understanding estate planning, trusts and wills in India, enabling learners to provide comprehensive financial planning solutions to clients.
To improve exam readiness, students receive access to the NISM Series XB Caselet Question Bank and Mock Test, allowing them to practise exam-style case-based questions similar to those asked in the official certification examination. These practical exercises strengthen analytical thinking and improve confidence in solving real-world advisory scenarios.
Recognised among the leading Stock Market Training Online Courses, this program combines conceptual learning with practical advisory applications. The course also provides proven strategies on how to pass NISM Series XB Investment Adviser Exam through structured learning, mock tests, caselet practice, and concept-based preparation rather than memorisation.
The Investment Adviser Level 2 SEBI NISM Series XB Certification helps professionals satisfy SEBI's certification requirements while developing practical financial advisory skills that are valuable for careers in wealth management, investment advisory, financial planning, and portfolio consulting.
Purpose of Conducting Investment Adviser Level 2 Certification Examination
The objective of the NISM Series XB Certification Examination is to ensure that investment advisers possess advanced professional knowledge required under the SEBI (Investment Advisers) Regulations, 2013. After successfully completing this certification, candidates will be able to:
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Apply advanced financial planning techniques for different client profiles.
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Construct, review, and rebalance investment portfolios.
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Recommend suitable financial products based on client objectives.
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Understand estate planning, trusts and wills in India for comprehensive financial planning.
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Evaluate client risk profiles and provide compliant investment advice.
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Apply ethical practices and regulatory requirements while offering advisory services.
Key Benefits of the Course
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Complete preparation through NIFM Online NISM Certification Preparation Modules.
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Curriculum aligned with the latest NISM certification framework.
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Easy-to-understand recorded video lectures.
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Practical financial planning and advisory case studies.
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Access to the NISM Series XB Caselet Question Bank and Mock Test.
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Detailed guidance on the NISM Series XB Exam Pattern, Passing Marks and Negative Marking.
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Suitable as a NISM Series XB Advanced Advisory Course for Beginners as well as finance professionals.
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Helps learners confidently prepare for and clear the NISM Series XB Certification Examination.
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Lifetime-valid NIFM Course Completion Certificate.
Frequently Asked Questions (FAQs)
1. What is the Investment Adviser Level 2 SEBI NISM Series XB Certification?
The Investment Adviser Level 2 SEBI NISM Series XB Certification is an advanced certification designed for professionals who want to provide investment advisory services in compliance with SEBI regulations. It focuses on financial planning, portfolio construction, taxation, retirement planning, estate planning, client suitability, and regulatory compliance, helping candidates develop advanced advisory skills.
2. What does NISM Series 10B Investment Adviser cover?
The NISM Series XB syllabus covers advanced financial planning, investment products, behavioural finance, portfolio management, taxation, retirement planning, understanding estate planning, trusts and wills in India, client risk profiling, ethics, regulatory compliance, and case-based advisory scenarios. The course follows the latest certification curriculum and prepares candidates for practical advisory roles.
3. What is the NISM Series XB exam pattern, passing marks and negative marking?
The NISM Series XB examination is conducted online and consists of objective and case-based questions that test practical investment advisory knowledge. Candidates should always refer to the latest NISM notification for the current NISM Series XB exam pattern, passing marks and negative marking, as these may be revised from time to time. This course is updated to align with the latest examination requirements.
4. How can I prepare for and pass the NISM Series XB Investment Adviser Exam?
The most effective preparation strategy is to study the complete syllabus, understand financial planning concepts, practise advisory caselets, and regularly attempt mock tests. This course includes structured video lectures, practical examples, and a NISM Series XB Caselet Question Bank and Mock Test to help candidates prepare confidently and improve their chances of passing the examination.
5. Is the Investment Adviser Level 2 SEBI NISM Series XB Certification suitable for beginners?
Yes. Although it is an advanced certification, this NISM Series XB Advanced Advisory Course for Beginners explains every topic in a structured and easy-to-understand manner. It is suitable for finance students, aspiring investment advisers, wealth managers, and professionals who have completed or are familiar with the Level 1 certification and want to build a career in investment advisory.
What you will get ?
Pre-recorded chapter vise videos for NISM XB – Yes (approx 7 hours)
Language - HINDI
Book - Yes (Ebooks in pdf format)
Mock Test- Yes (online mock test with approx 1000 question answers)
Certification:Dual certification (Certification from NIFM and preparation for SEBI NISM exam)
Meet Your Tutor:Mr. Ram Kumar Gupta(Sr. Faculty) (having experience of more than 15 years in financial market education)
How to Register & Enroll for the NISM XB: Investment Adviser Level 2 Exam?
Step 1 - Selection of Exam
This is the first step to follow for NISM XB exam registration:
- Go to NISM Official Website – Click to follow
- Read all the FAQs, exam regulations & instructions
- Click on Register and Enroll Online (Options available on left side)
- Login or create a new account
- Submit all of your details and select exam - NISM Series-X-B: Investment Adviser (Level 2) Certification Examination
Step 2 - Check Availability for your NISM XB Examination Seat
- Select the exam city as per your convenience
- Select the test center for your exam
- Finalize the date according to your availability.
Step 3 - Select a Time Slot for your examination
In the next step you can see the available time slots for the exam. Choose the exam time slot according to your availability.
Click – Enroll for the examination
Step 4 - Make Payment
This is the final step of your registration.
Please accept the terms and conditions and you’ll be redirected to online payment webpage. Select your mode of payment via credit, debit or internet banking.
After the completion of registration, collect your generated admit card for examination.
“You can test your skills before exam with this exclusively developed mock test for Investment Adviser Level 2 NISM Series X-B Certification”
Assessment Structure for Investment Adviser Level 2 Certification Exam:
Duration of the Exam: 120 minutes
No. of questions: 68
Total Marks:100
Marks per question:1-2
Passing score:60%
Negative Marking:Yes (25%)
Certificate Validity:3 years
Do you have any Queries regarding NISM XB Examination? Here you can speak to our experts - +91 8588868475
Recommended NISM Series Certified Courses or Mock Test Papers
Here are the lists of courses you can also enroll for:
- NISM Series X-A: Investment Adviser (Level 1) Certification Examination
- Mock test for Investment Adviser Level 2 NISM Series X-B Certification
- Research Analyst SEBI NISM Series XV Certification Course
Equity Derivative NISM Series VIII SEBI Certification course
About Course
The Securities Operations and Risk Management Certification Course is designed to provide a complete understanding of how securities markets function, with a strong focus on trading, clearing, settlement, and risk management. Learners are introduced to the role of brokers, regulatory requirements, investor grievance redressal, and value-added services in securities markets.
The course includes detailed video lessons, practical examples, and case-based learning to help candidates clear the NISM VII exam with ease. By completing this course, you gain industry-ready knowledge and open doors to careers in stockbroking, financial advisory, and securities operations
Course Requirements
Computer, Laptop, ipad, tab or mobile phone required with broadband or 4G internet.
Who is this Course for?
| Who will benefit from the course |
| Technical & Fundamental Analysts |
| Bankers |
| Students want to make career as Investment Adviser |
| Teachers |
| Working Professionals |
|
Employees of Stock Brokers & Sub-Brokers
Investors & Traders
Person having interest in Stock Market
Existing Research Analysts
Employees of Research Advisory Companies
|
Course Outline
Chapter 1 : UNDERSTANDING SECURITIES MARKETS AND PERFORMANCE
Chapter 2 : KNOWING OPERATIONAL ASPECTS OF FINANCIAL TRANSACTIONS
Chapter 3 : PERSONAL FINANCIAL PLANNING
Chapter 4 : COMPREHENSIVE FINANCIAL PLANNING
Chapter 5 : PRODUCT ANALYSIS AND SELECTION
Chapter 6 : REGULATORY AND COMPLIANCE ASPECTS
Chapter 7 : CASE STUDIES IN COMPREHENSIVE FINANCIAL ADVICE
Student Review
ritesh singh
content and faculty is very good
Monika .
Really good video lectures for preparation
Rs.5500* Rs.15000
63% OFFThis Course includes
7 Section
E-Books in pdf
Mock Test for Practice
Final Certification Test
Certification from NIFM
Contact for Corporate Training
Enterprise training for Team
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