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Home > Online Course > SEBI NISM Certification Preparation Modules > Investment Adviser Level 2 SEBI NISM Series XB Certification

Investment Adviser Level 2 SEBI NISM Series XB Certification

NIFM
Course by NIFM
 5.0 rating    15 Students

Introduction

  • Online Course for SEBI NISM Series X-B: Investment Adviser Level 2 Certification

  • NISM-Series-X-B Investment Adviser Certification Examination

  •  

     

    As it part 2 of the exam which is conducted with Investment Adviser (Level 1) NISM-Series-X-A: Investment Adviser (Level 1) Certification Examination so that a minimum level is of qualification can be set for associated persons registered as an investment adviser and partners and representatives of investment advisers under SEBI (Investment Advisers) Regulations, 2013 and offering investment advisory services which plays a really important role in the financial market.

    A person is required to pass both the levels(As NISM-Series X-A: Investment Adviser (Level 1) Certification Examination is conducted first then after that  NISM-Series X-B: Investment Adviser (Level 2) Certification Examination so these both are conducted to test you whether you are ready for the market or not.)

    So as to fulfill the requirements under Regulation 7(2) of the SEBI (Investment Advisers) Regulations, 2013 so to be a part of the market you need to clear both of these exams so that you can have vast knowledge about the market.

    As it is taken by most of the students these days because it has got a great scope so students must go on with this exam if they wanted to do something good in stock market then they should go on with this NISM XB Exam because it is really beneficial for them

    The NISM Investment Adviser Level 2 certification is just to enhance the quality of investment advisory and also the related services in the financial markets.

     

    Purpose of Conducting Investment Adviser Certification Examination (Level 2)

     On successful completion of the Investment Adviser Level 2 Certification Examination, the candidate should prepare

    ·         From level 1 the student gets broad idea about financial planning & how it takes place.

    ·         Gets a wholesome idea about securities market & also about the performances that takes place within the market

    ·         As it is important to be aware about the practical aspects so  product selection, portfolio construction, review and rebalancing based on clients need as all these things are really important to be learnt before you start to invest in the market.

    So these is one of the most important examination series & students should try to make them efficient by taking this examination series & for that you need to have though preparation

    Key Benefits of the Course

    • SEBI-recognized certification preparation

    • Easy-to-understand video modules

    • Coverage of theory + practical applications

    • Builds strong foundation for stock market careers

    • Enhances employability in broking and operations

    • Helps clear NISM Series VII exam confidently

    What you will get in this SEBI NISM INVESTEMENT ADVISER LEVEL 2 COURSE:

    Pre-recorded chapter vise videos for NISM XB – Yes (approx 7 hours)

    Language - HINDI

    Book - Yes (Ebooks in pdf format)

    Mock Test- Yes (online mock test with approx 1000 question answers) 

    Certification:Dual certification (Certification from NIFM and preparation for SEBI NISM exam)

    Meet Your Tutor:Mr. Ram Kumar Gupta(Sr. Faculty) (having experience of more than 15 years in financial market education)

    How to Register & Enroll for the NISM XB: Investment Adviser Level 2 Exam?

    Step 1 - Selection of Exam

    This is the first step to follow for NISM XB exam registration:

    -    Go to NISM Official Website – Click to follow

    -    Read all the FAQs, exam regulations & instructions

    -    Click on Register and Enroll Online (Options available on left side)

    -    Login or create a new account

    -   Submit all of your details and select exam - NISM Series-X-B: Investment Adviser (Level 2) Certification Examination

    Step 2 - Check Availability for your NISM XB Examination Seat

    -    Select the exam city as per your convenience

    -    Select the test center for your exam

    -    Finalize the date according to your availability.

    Step 3 - Select a Time Slot for your examination

    In the next step you can see the available time slots for the exam. Choose the exam time slot according to your availability.

    Click – Enroll for the examination

    Step 4 - Make Payment

    This is the final step of your registration.

    Please accept the terms and conditions and you’ll be redirected to online payment webpage. Select your mode of payment via credit, debit or internet banking.

    After the completion of registration, collect your generated admit card for examination.

     

    “You can test your skills before exam with this exclusively developed mock test for Investment Adviser Level 2 NISM Series X-B Certification

    Assessment Structure for Investment Adviser Level 2 Certification Exam:

    Duration of the Exam: 120 minutes

    No. of questions: 68

    Total Marks:100

    Marks per question:1-2

    Passing score:60%

    Negative Marking:Yes (25%)

    Certificate Validity:3 years

     

    Do you have any Queries regarding NISM XB Examination? Here you can speak to our experts - +91 8588868475

     

    Recommended NISM Series Certified Courses or Mock Test Papers

    Here are the lists of courses you can also enroll for:

    -    NISM Series X-A: Investment Adviser (Level 1) Certification Examination

    -    Mock test for Investment Adviser Level 2 NISM Series X-B Certification

    -    Research Analyst SEBI NISM Series XV Certification Course

    Equity Derivative NISM Series VIII SEBI Certification course

    About Course

    The Securities Operations and Risk Management Certification Course is designed to provide a complete understanding of how securities markets function, with a strong focus on trading, clearing, settlement, and risk management. Learners are introduced to the role of brokers, regulatory requirements, investor grievance redressal, and value-added services in securities markets.

    The course includes detailed video lessons, practical examples, and case-based learning to help candidates clear the NISM VII exam with ease. By completing this course, you gain industry-ready knowledge and open doors to careers in stockbroking, financial advisory, and securities operations

    Course Requirements

    Computer, Laptop, ipad, tab or mobile phone required with broadband or 4G internet.

    Who is this Course for?

    Who will benefit from the course
    Technical & Fundamental Analysts
    Bankers
    Students want to make career as Investment Adviser
    Teachers
    Working Professionals
    Employees of Stock Brokers & Sub-Brokers
    Investors & Traders
    Person having interest in Stock Market
    Existing Research Analysts
    Employees of Research Advisory Companies

    Course Outline

    Chapter 1 : UNDERSTANDING SECURITIES MARKETS AND PERFORMANCE

    This chapter introduces the structure and functioning of securities markets, covering primary and secondary markets, indices, and performance evaluation. Learners gain insights into market participants, trading mechanisms, and factors influencing market performance. The module builds a strong foundation for understanding investment strategies and equips students with essential knowledge to analyze securities effectively, a crucial step in becoming a competent investment adviser.
    14 Videos Available

    Chapter 2 : KNOWING OPERATIONAL ASPECTS OF FINANCIAL TRANSACTIONS

    This module explains the practical aspects of financial transactions, including account operations, settlement cycles, margin requirements, and risk controls. Learners will understand how investment transactions are executed, cleared, and settled in compliance with SEBI regulations. By mastering operational knowledge, students will be able to guide clients better, ensuring transparency, accuracy, and efficiency in advisory services while maintaining trust in the investment process.
    6 Videos Available

    Chapter 3 : PERSONAL FINANCIAL PLANNING

    This chapter focuses on the essentials of financial planning at an individual level. Learners study goal setting, budgeting, retirement planning, and tax considerations. It emphasizes how to align client objectives with their financial resources. By understanding personal finance fundamentals, advisers will be better equipped to design customized financial plans that maximize returns while balancing risks, ensuring holistic client-centric advisory services.
    7 Videos Available

    Chapter 4 : COMPREHENSIVE FINANCIAL PLANNING

    This module takes financial planning to the advanced level, combining investment strategies, risk management, estate planning, and insurance. Learners explore how to create a comprehensive roadmap for clients by integrating short- and long-term goals. The chapter also covers tools for monitoring and rebalancing portfolios. By the end, students will be able to design robust and adaptable financial plans that stand strong in dynamic market conditions.
    7 Videos Available

    Chapter 5 : PRODUCT ANALYSIS AND SELECTION

    In this chapter, learners gain expertise in analyzing and selecting financial products such as equities, bonds, mutual funds, ETFs, insurance, and alternative investments. It covers performance measurement, risk-return analysis, and suitability based on client profiles. The module emphasizes due diligence, diversification, and product benchmarking to ensure investment advisers can recommend the best financial instruments tailored to client needs and goals.
    9 Videos Available

    Chapter 6 : REGULATORY AND COMPLIANCE ASPECTS

    This chapter highlights the legal and compliance framework for investment advisers under SEBI regulations. Learners study disclosure norms, fiduciary responsibilities, documentation, and ethical conduct. The module stresses the importance of compliance to maintain investor trust and avoid penalties. By understanding the regulatory environment, advisers ensure their services remain transparent, lawful, and aligned with the highest professional standards of the financial industry.
    5 Videos Available

    Chapter 7 : CASE STUDIES IN COMPREHENSIVE FINANCIAL ADVICE

    This final module uses real-world case studies to connect theory with practice. Learners analyze diverse client situations involving portfolio construction, tax planning, risk assessment, and retirement strategies. The case studies provide practical exposure to decision-making in complex scenarios, preparing students to handle real client challenges with confidence. This hands-on approach enhances problem-solving skills and builds the ability to deliver effective, customized financial advisory solutions.
    1 Videos Available

    Student Review

    r
    ritesh singh
     5

    content and faculty is very good

    M
    Monika .
     5

    Really good video lectures for preparation

    Rs.5500*  Rs.15000

    63% OFF

    This Course includes

    7 Section 7 Section
    E-Books in pdf E-Books in pdf(Only in Courses)
    Mock Test Mock Test for Practice
    Certification Test Final Certification Test
    Certification Certification from NIFM

    Contact for Corporate Training

    Enterprise training for Team

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