Investment Adviser Level 1 SEBI NISM Series XA Certification

SEBI NISM Series X-A: Investment Adviser (Level 1) Certification Course

This comprehensive course is meticulously crafted to prepare you for the SEBI NISM Series X-A (Investment Adviser Level 1) certification examination. In a financial landscape that is constantly evolving, this certification is not just a qualification—it's a critical, mandatory step for anyone aspiring to officially register and operate as an Investment Adviser within the dynamic Indian stock market. Considered the foundational benchmark by SEBI, this examination ensures that you possess the minimum but essential knowledge required to provide credible, compliant, and professional financial advice. By completing this certification, you demonstrate a commitment to both expertise and integrity, setting a solid foundation for a successful career in the financial advisory space.

Why This Course is Essential?

This certification is crucial for anyone serious about a career in financial advisory. It's designed to give you a strong foundation and a clear understanding of:

• SEBI Regulations: Understand the rules and regulations that govern investment advisory services in India.

• Fundamental Knowledge: Grasp the core concepts of investment advisory, including processes, procedures, and ethical practices.

• Financial Products & Risk: Learn about various investment products, their associated risks, and how to assess them. This knowledge helps you provide responsible advice to clients.

• Legal & Tax Awareness: Get familiar with key legal aspects like income tax, wealth tax, and other regulations that are part of the advisory process.

Client Relations: Develop the skills to build and maintain long-term client relationships through effective financial planning.

Why Choose Online NIFM?

Online NIFM is a trusted name in financial market education, known for delivering professional, practical, and exam-oriented learning. With experienced faculty, structured content, and dual certification, this course ensures you are not only prepared for the SEBI NISM Series X-A examination but also confident in applying knowledge to real-world advisory practices

Who Will Benefit the Most?

This course is designed for a wide range of learners, including:

• Individuals aspiring to become SEBI-registered Investment Advisers

• Bankers and finance professionals enhancing their skill set

• Students and graduates aiming for careers in financial markets

• Employees of stockbrokers, sub-brokers, and advisory firms

• Investors and traders seeking structured and regulatory-approved knowledge

• Teachers, consultants, and finance educators looking to expand expertise

What’s Inside this Investment Adviser Level 1 Course?

This course closely follows the official NISM Series X-A syllabus, covering essential topics such as:

• Personal Financial Planning – goal setting, cash flow, debt management, retirement, and estate planning

• Time Value of Money and Returns – present value, future value, annuities, discounting, and compounding

• Investment Products and Markets – equity, debt, mutual funds, derivatives, bonds, and portfolio basics

• Risk, Return, and Performance Evaluation – risk types, measurement, Sharpe ratio, benchmarking

• Legal, Taxation, and Regulatory Framework – SEBI rules, income tax, wealth tax, ethics in advisory services

• Client Relations and Advisory Process – client profiling, communication, advisory approach, grievance redressal

Learn Anytime, Anywhere

The course is delivered fully online, making it convenient for learners across India. With pre-recorded video lectures, downloadable e-books, and mock tests, you can study at your own pace on any device—whether it’s a laptop, tablet, or smartphone. Access is valid for 6 months, allowing you to revisit and revise whenever required.

From Basics to Advanced – All in One Online Course

Whether you are a beginner with little exposure to financial markets or a professional seeking to validate and expand your expertise, this course covers the complete spectrum. From fundamental concepts like financial planning and time value of money to advanced topics like portfolio construction, taxation, and advisory regulations—everything is included to ensure strong preparation

From Basics to Advanced – All in One Online Course

Whether you are a beginner with little exposure to financial markets or a professional seeking to validate and expand your expertise, this course covers the complete spectrum. From fundamental concepts like financial planning and time value of money to advanced topics like portfolio construction, taxation, and advisory regulations—everything is included to ensure strong preparation

Still Thinking? Let’s Clear Your Doubts

Q1: Who is eligible to take the SEBI NISM Series X-A exam?
A: Any individual or associated person who intends to act as an Investment Adviser or provide investment advisory services in India can register for the exam. This includes professionals, students, and employees of brokerage or financial advisory firms.

Q2: What is the structure of the NISM Series X-A exam?
A: The exam is 3 hours long and includes 135 questions, which consist of multiple-choice questions and caselets. The total marks are 150, and the passing score is 60%. Incorrect answers carry a 25% negative marking.

Q3: What does the course include for exam preparation?
A: The course provides pre-recorded video lectures in English and Hindi, a comprehensive PDF e-book covering the full syllabus, and online mock tests with approximately 1,000 practice questions to ensure exam readiness.

Q4: How long is the NISM certification valid, and how can it be renewed?
A: The official NISM Series X-A certification is valid for 3 years. Renewal can be done by participating in a Continuing Professional Education (CPE) program or by re-taking the exam before expiry.

Q5: What devices and internet requirements are needed to access the course?
A: Learners can access the course on a computer, laptop, tablet, or mobile device. A stable broadband or 4G internet connection is required for smooth video streaming and access to study materials

What you will get:

Pre-recorded chapter vise videos - Yes in ENGLISH (approx  hours)

Book - Yes (Ebooks in pdf format only in English)

Mock test - Yes (online mock test with approx 1000 question answers) 

Certification: Dual certification (Certification from NIFM and preparation for SEBI NISM exam)

Faculty: Mrs Shrutee Sharma CFA, MBA Finance (having experence of more then 7 years in financial market education, worked in citi bank)

The Investment Adviser Level 1 Course is a comprehensive online program designed to prepare candidates for the NISM Series X-A certification exam, conducted by SEBI. The course covers all essential investment products and concepts in India, including stock market trading, mutual funds, bonds, insurance, fixed deposits, and other investment avenues.

This program not only prepares candidates for the SEBI exam but also provides a certificate from NIFM, offering dual certification that enhances career opportunities in broking houses, research firms, and financial advisory roles.

The course includes structured video lectures, a detailed e-book, and mock tests, providing thorough preparation and practice for the NISM Series X-A Level 1 examination.

Computer, Laptop, ipad, tab or mobile phone required with broadband or 4G internet.