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Mock Test NISM Series IIB Registrars and Transfer Agents Mutual Fund

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Introduction

NISM Series II-B Mock Test – RTA Mutual Fund Certification | NIFM

The NISM Series II-B: Registrars and Transfer Agents (Mutual Fund) certification sets a knowledge standard for professionals working in mutual fund operations, investor servicing, and back-office processes.

This certification ensures that candidates understand the structure, processes, compliance, and regulatory framework followed by Registrars and Transfer Agents (RTAs) in the mutual fund industry.

The NIFM Mock Test for NISM Series II-B provides complete preparation support through 400 exam-pattern questions, topic-wise tests, and full-length mock exams based on the latest NISM syllabus.
It’s the ideal practice platform to test your readiness and improve your confidence before appearing for the official NISM exam.

Important Note

This mock test is purely for practice and preparation. The official NISM Series XV certification is awarded only by NISM after passing the actual exam. This course helps you prepare, but does not guarantee the certificate.

Why Apply for This Mock Test?

Comprehensive Syllabus Coverage
Covers mutual fund structure, investor servicing, compliance, and operations in detail.

Real-Exam Simulation
Experience actual NISM exam conditions — timing, pattern, and negative marking.

Gain Practical Understanding
Learn the workflow of RTAs, investor registration, and transaction processing.

Affordable & Flexible Preparation
Access the course online for 3 months with unlimited attempts.

Perfect for AMC, RTA, and Mutual Fund Staff
Helps professionals meet compliance and operational efficiency standards

What You’ll Learn?

  • Overview of the mutual fund industry and regulatory framework

  • Roles and responsibilities of RTAs and AMCs

  • Investor registration and KYC procedures

  • Processing of purchase, redemption, switch, SIP/STP/SWP transactions

  • FATCA, AML, and compliance guidelines

  • Investor grievance handling and redressal

  • Record keeping and confidentiality norms

  • Audit, inspection, and reporting standards

By the end of the mock test, you’ll have complete clarity on all exam topics and hands-on practice for the certification.

FAQs – NISM Series II-B (RTA – Mutual Fund) Mock Test

Q1. What is the NISM Series II-B Certification?

A: It’s a NISM certification that validates knowledge of mutual fund operations, investor servicing, and regulatory compliance.

Q2. How will the NIFM Mock Test help me?

A: It offers 400 updated questions with explanations, full mock exams, and timed tests to prepare you for the real exam.

Q3. How long is my access period?

A: You’ll get 3 months of access with unlimited practice attempts.

Q4. Are the questions updated to the latest syllabus?

A: Yes , all questions follow the latest NISM Series II-B syllabus and pattern.

Q5. Is there negative marking in the actual exam?

A: Yes. 25% of the marks assigned to each question are deducted for wrong answers.

NISM Assessment Structure

Duration: 120 minutes
No. of Questions: 100
Total Marks: 100
Marks per Question: 1
Passing Score: 60% (60 marks)
Negative Marking: Yes (25% deduction per wrong answer)
Certificate Validity: 3 years

About Course

The NIFM NISM Series II-B Mock Test has been created for teams and individuals wishing to gain a sophisticated understanding of the mutual fund industry/development and investor servicing.
 
The mock test consists of 400 high-quality questions based on actual NISM question trends and industry developments.
The mock test also has questions with brief explanations in order to enhance conceptual understanding.
 
The course has topic-specific quizzes and a full-length exam, plus performance analytics to track your performance and describe your weaker performance areas and opportunities for improvement.
The course provides 3 months of access to practice as many times as you wish and with unlimited attempts, it is the total package to ensure you are well prepared and have confidence for the exam.

Course Requirements

Computer, Laptop, ipad, tab or mobile phone required with broadband or 4G internet.

Who is this Course for?

  • RTA & AMC Employees

  • Mutual Fund Operations Staff

  • Investor Service Officers

  • Back-Office Executives

  • Compliance Professionals

  • Fund Accountants

  • Finance Graduates

  • Students Preparing for NISM Exams

Course Outline

Chapter 1 : Mock Test NISM Series IIB Registrars and Transfer Agents Mutual Fund

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